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Showing 1841 to 1850 of 7095 search results for final notice.

1841. Final Notice 2021: Ian Berry (trading as Motorland) [pdf]

      Final notices Published: 11/06/2021
      This final notice (Ian Berry (trading as Motorland)) refers to a failure to satisfy the Suitability Threshold Condition (COND) and a failure to notify the Authority of a change of contact details in the consumer credit sector. We imposed a

1842. Final Notice 2023: UAB Best Finance [pdf]

      Final notices Published: 08/12/2023
      This final notice refers to a cancellation of a Transitional Authorisation as a result of the withdrawal of authorisation by a home state competent authority. We imposed a cancellation.

1843. FSA Final Notice 2004: Morgan Grenfell & Co Limited [pdf]

      Final notices Published: 01/03/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Morgan Grenfell & Co Limited

1844. FCA Final Notice 2014: Investments Limited [pdf]

      Final notices Published: 23/07/2014 Last modified: 13/03/2015
      This final notice refers to breaches of PRIN 3 and SYSC related to culture/goverence in the investment adviser sector. We imposed a public censure, suspension, and restriction.

1845. FCA Final Notice 2013: Sovereign Worldwide Limited [pdf]

      Final notices Published: 04/07/2013 Last modified: 07/04/2015
      This final notice refers to breaches of COND related to threshold conditions and mortgage fraud in the investment advisers and platforms sector. We imposed a withdrawal.

1846. FSA Final Notice 2008: Mr Robert Edward James [pdf]

      Final notices Published: 02/09/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Mr Robert Edward James

1847. FSA Final Notice 2004: Mr Derek Craig Esq [pdf]

      Final notices Published: 01/06/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Mr Derek Craig Esq

1848. FSA Final Notice 2003: Moran Webb Insurance Consultants [pdf]

      Final notices Published: 01/09/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: Moran Webb Insurance Consultants

1849. FSA Final Notice 2011: Richard Charles Wilson [pdf]

      Final notices Published: 14/06/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Richard Charles Wilson

1850. FSA Final Notice 2004: Teare Rose Independent Financial Advisers [pdf]

      Final notices Published: 01/09/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Teare Rose Independent Financial Advisers