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Showing 1861 to 1870 of 7095 search results for final notice.

1861. Final Notice 2015: A A A Insurance Limited [pdf]

      Final notices Published: 12/10/2015 Last modified: 12/10/2015
      This final notice refers to breaches of PRIN 11 related to Threshold Conditions and failing to be open and co-operative in the general insurance and protection. We imposed a cancellation.

1862. FSA Application Refusal 2006: KCR Insurance Services Ltd [pdf]

      Final notices Published: 01/09/2006 Last modified: 14/06/2014
      FSA Application Refusal 2006: KCR Insurance Services Ltd

1863. FSA Final Notice 2003: St James's Place UK plc [pdf]

      Final notices Published: 01/11/2003 Last modified: 14/06/2014
      FSA Final Notice 2003: St James's Place UK plc

1864. FSA Approved Person Refusals 2008: Timothy Steven Rushworth [pdf]

      Final notices Published: 01/09/2008 Last modified: 14/06/2014
      FSA Approved Person Refusals 2008: Timothy Steven Rushworth

1865. FSA Application Refusal 2004: Directors Dealings Research Limited [pdf]

      Final notices Published: 01/02/2004 Last modified: 14/06/2014
      FSA Application Refusal 2004: Directors Dealings Research Limited

1866. FSA Final Notice 2011: Dr Sandradee Joseph [pdf]

      Final notices Published: 22/11/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Dr Sandradee Joseph

1867. FSA Final Notice 2013: Pave Financial Management Ltd [pdf]

      Final notices Published: 26/03/2013 Last modified: 30/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd.

1868. FSA Final Notice 2005: David Robert Charles Gale [pdf]

      Final notices Published: 01/12/2005 Last modified: 14/06/2014
      FSA Final Notice 2005: David Robert Charles Gale- cancellation of Part IV permission

1869. Final Notice 2017: Raj Von Badlo [pdf]

      Final notices Published: 20/02/2017
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

1870. Final Notice 2023: Geoffrey Edward Armin [pdf]

      Final notices Published: 03/11/2023
      This Final Notice refers to breaches of Statements of Principle 2 and 7 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition. A payment of £200,000 is being made to