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Showing 1901 to 1910 of 7095 search results for final notice.

1901. FSA Final Notice 2012: Mian International Limited [pdf]

      Final notices Published: 14/08/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Mian International Limited

1902. FSA Final Notice 2008: The Millbank Consultancy Ltd [pdf]

      Final notices Published: 21/05/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: The Millbank Consultancy Ltd

1903. Final Notice 2022: Jeanine Lewis [pdf]

      Final notices Published: 28/04/2022
      This Final Notice ( Jeanine Lewis) refers to breaches of FIT. We imposed a prohibition.

1904. FCA Final Notice 2014: Mark Ian Warner trading as Advanced Financial Management [pdf]

      Final notices Published: 29/05/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisor sector. We imposed an OIVOP and a cancellation.

1905. Final Notice 2018: Alex Hope [pdf]

      Final notices Published: 07/03/2018
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition.

1906. FSA Final Notice 2011: Mr Mark Anthony Kelsey [pdf]

      Final notices Published: 16/02/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Mr Mark Anthony Kelsey

1907. FSA Final Notice 2010: Atlantic Law LLP [pdf]

      Final notices Published: 28/05/2010 Last modified: 14/06/2014
      FSA Final Notice 2010: Atlantic Law LLP

1908. FSA Final Notice 2004: Anthony Reed Limited [pdf]

      Final notices Published: 01/05/2004 Last modified: 14/06/2014
      FSA Final Notice 2004: Anthony Reed Limited

1909. Final notice 2016: Achilles Macris [pdf]

      Final notices Published: 09/02/2016 Last modified: 09/02/2016
      The case concerns breaches of APER 4 related to Mr Macris’ failure to deal with the Authority in an open and cooperative way. We also imposed a financial penalty on Mr Macris.

1910. FCA Final Notice 2013: Churchill Securities (UK) Limited [pdf]

      Final notices Published: 25/07/2013 Last modified: 07/04/2015
      This Final Notice refers to breaches of TC related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.