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Showing 1931 to 1940 of 7095 search results for final notice.
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FSA Final Notice 2003: St James’s Place Unit Trust Group Ltd [pdf]
FSA Final Notice 2003: St James’s Place Unit Trust Group Ltd -
FSA Final Notice 2011: Jaspreet Singh Ahuja [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Jaspreet Singh Ahuja -
Final Notice 2017: JT Motors [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
FSA Application Refusal 2004: Mr Nigel Pett and 365 Finance Ltd [pdf]
FSA Application Refusal 2004: Mr Nigel Pett and 365 Finance Ltd -
Final Notice 2023: MBG Scotland Limited [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
Final notice 2016: Crimson Car Sales [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final notice 2016: Tellaw (UK) Limited [pdf]
This final notice refers to breaches of the Electronic Money Regulations 2011, Regulation 13, related to initial capital, business plan, safeguarding, lack of fitness and propriety, and failing to be open and co-operative with the Authority. We -
FCA Final Notice 2013: Kiskidee Limited [pdf]
This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation. -
FSA Application Refusal 2004: Mr Mayur Sangani and Moon Financial Services Limited [pdf]
FSA Application Refusal 2004: Mr Mayur Sangani and Moon Financial Services Limited -
FSA Final Notice 2007: Homebuyer Securities Limited [pdf]
FSA Final Notice 2007: Homebuyer Securities Limited