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Showing 1941 to 1950 of 7095 search results for final notice.

1941. Final Notice 2019: Shaun Rowe [pdf]

      Final notices Published: 09/01/2020
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

1942. Final Notice 2017: Afzal Ali [pdf]

      Final notices Published: 05/01/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1943. Final Notice 2016: Tim Morse [pdf]

      Final notices Published: 16/12/2016 Last modified: 16/12/2016
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

1944. FSA Final Notice 2011: Ganesharaj Ganesiah trading as GG Property and Financial Services [pdf]

      Final notices Published: 24/05/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Ganesharaj Ganesiah trading as GG Property and Financial Services

1945. Final Notice 2023: Andrew John Allen [pdf]

      Final notices Published: 13/09/2023
      This Final Notice refers to breaches of APER 6 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a partial prohibition and public censure. A payment of £85,606 is being made to the FSCS

1946. Final Notice 2015: United Forex Limited [pdf]

      Final notices Published: 05/08/2015 Last modified: 05/08/2015
      This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

1947. FSA Final Notice 2009: Saltire Underwriting Agency Limited [pdf]

      Final notices Published: 20/05/2009 Last modified: 14/06/2014
      FSA Final Notice 2009: Saltire Underwriting Agency Limited

1948. Final Notice 2015: Lee Bruce Stewart [pdf]

      Final notices Published: 30/07/2015 Last modified: 30/07/2015
      This final notice refers to breaches of FIT related to lack of fitness/propriety in the trading firms sector. We imposed a prohibition.

1949. FSA Final Notice 2007: Charterhouse Consulting Wealth Management Limited [pdf]

      Final notices Published: 11/05/2007 Last modified: 14/06/2014
      FSA Final Notice 2007: Charterhouse Consulting Wealth Management Limited

1950. Final Notice 2021: A3 Medical Limited [pdf]

      Final notices Published: 21/04/2021
      This final notice (A3 Medical Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.