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Showing 2001 to 2010 of 7095 search results for final notice.

  1. FSA Application Refusal 2008: Quick Mortgage Solutions Limited [pdf]

    Final notices Published: 30/01/2008 Last modified: 14/06/2014
    FSA Application Refusal 2008: Quick Mortgage Solutions Limited

  2. FSA Application Refusal 2008: Money Aspects Limited (“MAL”) [pdf]

    Final notices Published: 18/09/2008 Last modified: 14/06/2014
    FSA Application Refusal 2008: Money Aspects Limited (“MAL”)

  3. Final Notice 2017: Dale (83) Limited [pdf]

    Final notices Published: 02/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2023: Mark Antony Abley [pdf]

    Final notices Published: 26/06/2023
    This Final Notice refers to breaches of APER 2 related to the provision of unsuitable defined benefit pension transfer advice in the pensions sector. We imposed a financial penalty and a partial prohibition.

  5. Final Notice 2021: Donna Worsfold [pdf]

    Final notices Published: 02/12/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the credit broking sector. We refused the firm’s application for authorisation.

  6. Final notice 2016: Lynda Jayne Croome [pdf]

    Final notices Published: 08/01/2016 Last modified: 08/01/2016
    This final notice refers to the Authority’s objection to an acquisition under section 186 (a) FSMA based on an assessment made in accordance with section 185 FSMA that the acquirer lacked suitability.

  7. FSA Application Refusal 2004: Target Asset Management Limited (TAML) [pdf]

    Final notices Published: 01/04/2004 Last modified: 14/06/2014
    FSA Application Refusal 2004: Target Asset Management Limited (TAML)

  8. FSA Application Refusal 2003: Regal Financial Services Ltd [pdf]

    Final notices Published: 01/11/2003 Last modified: 14/06/2014
    FSA Application Refusal 2003: Regal Financial Services Ltd

  9. Final Notice 2017: Guy Pascoe [pdf]

    Final notices Published: 04/09/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection and consumer credit sector. We imposed a cancellation.

  10. FSA Application Refusal 2008: KPI Financial Services Limited ("KPI") [pdf]

    Final notices Published: 21/05/2008 Last modified: 14/06/2014
    FSA Application Refusal 2008: KPI Financial Services Limited ("KPI")
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