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Showing 2051 to 2060 of 7095 search results for final notice.
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FSA Final Notice 2011: Stephen Selby trading as Selby Associates [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Stephen Selby trading as Selby Associates -
FSA Application Refusal 2005: John Suter Associates
FSA Application Refusal 2005: John Suter Associates - Final Notice -
Final Notice 2018: James Price [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Canara Bank [pdf]
This FCA Final Notice (Canara Bank) refers to breaches of Principle 3 and SYSC related to financial crime in the retail bank sector. We imposed a fine and restriction. -
Final Notice 2018: Metlife Ltd [pdf]
This final notice refers to breaches of Principle 4, COND and MIPRU related to failing to in the general insurance and protection sector. We imposed a cancellation. -
Final Notice 2023: Vast Cars Limited [pdf]
This final notice (Vast Cars Limited) refers to a failure to satisfy the Suitability and Appropriate Resources threshold conditions (COND) in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Barclays Bank PLC [pdf]
This final notice refers to breaches of PRIN 3 and PRIN 8 related to benchmarks and conflicts of interest in the investment banks sector. We imposed a fine. -
FCA Final Notice 2013: Horn Express Ltd (formerly Qaran Express Money Transfer Limited) [pdf]
This final notice refers to breaches of PSR related to client money/assets in the payment services sector. We imposed a public censure. -
Final Notice 2018: David Lloyd [pdf]
This final notice (David Lloyd) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Mark Ireland [pdf]
This final notice refers to a failure to satisfy the Effective Supervision and Suitability Threshold Conditions (COND) in the consumer credit sector. We imposed a cancellation.