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Showing 2061 to 2070 of 7095 search results for final notice.

  1. FSA Final Notice 2008: Mr Mohammed Habib (trading as MAH Mortgage and Finance) [pdf]

    Final notices Published: 04/09/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: Mr Mohammed Habib (trading as MAH Mortgage and Finance)

  2. FCA Final Notice 2013: Kevin Peter Wells [pdf]

    Final notices Published: 18/04/2013 Last modified: 07/04/2015
    This final notice refers to breaches of APER6, APER7, and FIT related to lack of fitness/propriety, client money/assets. We imposed a fine, a prohibition a public censure.

  3. FSA Final Notice 2011: PBF Financial Limited (In Liquidation) [pdf]

    Final notices Published: 30/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against PBF Financial Limited (In Liquidation)

  4. Final Notice 2018: James Lewis [pdf]

    Final notices Published: 24/08/2018
    This FCA final notice (James Lewis) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2021: Jamie Burgin (trading as Rivelin Motors) [pdf]

    Final notices Published: 28/06/2021
    This final notice (Jamie Burgin (trading as Rivelin Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a

  6. Final Notice 2021: Simon John Varley [pdf]

    Final notices Published: 15/04/2021
    This Final Notice refers to Section 63A FSMA and breaches relating to APER 1 and FIT relating to a lack of honesty and integrity in the investment advisory sector. We imposed a fine and a prohibition.

  7. Final Notice 2020: Adnan Hassan [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. FSA Final Notice 2010: Scottish Equitable PLC [pdf]

    Final notices Published: 16/12/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Scottish Equitable PLC

  9. FSA Final Notice 2013: Pave Financial Management Ltd [pdf]

    Final notices Published: 22/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Pave Financial Management Ltd

  10. Final Notice 2018: Ludu Energy Limited [pdf]

    Final notices Published: 01/02/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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