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Showing 2071 to 2080 of 7095 search results for final notice.

  1. Final Notice 2023: David Nicholas King [pdf]

    Final notices Published: 19/05/2023
    This final notice (Mr David Nicholas King) refers to an application to vary a prohibition order imposed as a result of his lack of fitness and propriety following criminal convictions for theft, fraud and handling criminal property. The authority

  2. Final Notice 2020: Carl Brookes [pdf]

    Final notices Published: 30/09/2020 Last modified: 30/09/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. FSA Final Notice 2004: Philip Gibson & Co. [pdf]

    Final notices Published: 01/10/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Philip Gibson & Co.

  4. FSA Final Notice 2013: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 27/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against The Prudential Assurance Company Limited

  5. Final Notice 2024: Crossways Cars Limited [pdf]

    Final notices Published: 01/03/2024
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2022: Reece Klewchuck [pdf]

    Final notices Published: 18/01/2022
    This final notice refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation.

  7. Final Notice 2020: Jason Taylor [pdf]

    Final notices Published: 04/06/2020
    This final notice (Jason Taylor) refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  8. FSA Final Notice 2004: Energy Finance (UK) Limited [pdf]

    Final notices Published: 01/09/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Energy Finance (UK) Limited

  9. FCA Final Notice 2013: Mark Bentley-Leek [pdf]

    Final notices Published: 18/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of APER 1 and 7 related to mis-selling, lack of fitness and propriety, and conflicts of interest in the investment advisors and platforms sector. We imposed a prohibition, withdrawal and a fine .

  10. FSA Final Notice 2011: Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster [pdf]

    Final notices Published: 01/06/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Gardner Massey Wright IFA Limited (GMW) - Mr Stephen Derek Foster
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