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Showing 2081 to 2090 of 7095 search results for final notice.

  1. Final Notice 2018: Rose Motors (Philip Meyer trading as) [pdf]

    Final notices Published: 04/01/2018
    The final notice refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2020: Inovtrix Ltd [pdf]

    Final notices Published: 17/07/2020
    This final notice Inovtrix Ltd refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. FSA Approved Person Refusals 2005: James Mabon [pdf]

    Final notices Published: 01/11/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: James Mabon

  4. FSA Approved Person Refusals 2005: Ray Khadivi [pdf]

    Final notices Published: 01/11/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Ray Khadivi

  5. FSA Approved Person Refusals 2005: Nilesh Patel [pdf]

    Final notices Published: 01/07/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Nilesh Patel

  6. FSA Application Refusal 2006: Broker Group Limited [pdf]

    Final notices Published: 01/05/2006 Last modified: 14/06/2014
    FSA Application Refusal 2006: Broker Group Limited

  7. Final Notice 2017: Stephen Alan Fox [pdf]

    Final notices Published: 19/09/2017
    This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the general insurance and protection sector. We imposed a prohibition.

  8. FSA Application Refusal 2005: Kendall Becker [pdf]

    Final notices Published: 01/09/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Kendall Becker

  9. Final Notice 2024: Nicholas Andrew McNeil [pdf]

    Final notices Published: 08/02/2024
    This Final Notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  10. Final notice 2020: Thomas Jones [pdf]

    Final notices Published: 01/06/2020
    This final notice (Thomas Jones) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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