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Showing 2101 to 2110 of 7095 search results for final notice.

  1. Final Notice 2019: Alonso Lopez [pdf]

    Final notices Published: 12/12/2019
    This final notice (Alonso Lopez) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FSA Final Notice 2011: Credit Suisse (UK) Limited [pdf]

    Final notices Published: 25/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Credit Suisse (UK) Limited

  3. FSA Final Notice 2004: Interdependence Limited [pdf]

    Final notices Published: 01/06/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Interdependence Limited

  4. FSA Approved Person Refusals 2007: Mrs Owolabi Trading as Josh & Co [pdf]

    Final notices Published: 01/03/2007 Last modified: 14/06/2014
    FSA Approved Person Refusals 2007: Mrs Owolabi Trading as Josh & Co

  5. Final Notice 2016: Ross Tony Peters [pdf]

    Final notices Published: 01/11/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  6. Final Notice 2016: Aaron Lee Petrou [pdf]

    Final notices Published: 01/11/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  7. FSA Application Refusal 2007: Helen Rimmer Property Management Services Limited (HRPMSL) [pdf]

    Final notices Published: 12/03/2007 Last modified: 14/06/2014
    FSA Application Refusal 2007: Helen Rimmer Property Management Services Limited (HRPMSL)

  8. Final Notice 2019: Minstrel Ltd [pdf]

    Final notices Published: 16/10/2019
    This final notice (Minstrel Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  9. Final notice 2016: Mark Samuel Taylor [pdf]

    Final notices Published: 13/05/2016 Last modified: 13/05/2016
    This final notice refers to breaches of FIT as well as section 118(2) Financial Services and Markets Act 2000, related to market abuse and a lack of fitness/propriety in the wealth management and private banking sector. We imposed a fine and

  10. FSA Final Notice 2013: Mr Stephen Hocking [pdf]

    Final notices Published: 22/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against Mr Stephen Hocking
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