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Showing 2111 to 2120 of 7095 search results for final notice.

  1. FSA Application Refusal 2004: Mr Victor Arulananthan and Victors Financial Services Limited [pdf]

    Final notices Published: 01/10/2004 Last modified: 14/06/2014
    FSA Application Refusal 2004: Mr Victor Arulananthan and Victors Financial Services Limited

  2. Final Notice 2019: Rodney Brown [pdf]

    Final notices Published: 10/01/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  3. FSA Final Notice 2011: McInroy & Wood Limited [pdf]

    Final notices Published: 15/11/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against McInroy & Wood Limited

  4. Final Notice: FC Group Limited [pdf]

    Final notices Published: 21/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2015: EDS Insure Limited [pdf]

    Final notices Published: 25/06/2015 Last modified: 25/06/2015
    This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  6. FSA Final Notice 2013: George Leavey [pdf]

    Final notices Published: 01/03/2013 Last modified: 31/05/2013
    For the reasons set out in this Final Notice, the FSA is taking action against George Leavey

  7. Final Notice 2017: Adrian Whitehurst [pdf]

    Final notices Published: 23/10/2017
    This final notice refers to breaches of FIT related to client money/assets and lack of fitness/propriety in the consumer credit sector. We imposed a prohibition. Final Notice: Adrian Whitehurst Conduct: Client money/assets; Lack of fitness/propriety

  8. Final Notice 2019: LVCS Limited [pdf]

    Final notices Published: 04/10/2019
    This final notice (LVCS Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. FSA Final Notice 2008: City Mortgage and Financial Limited [pdf]

    Final notices Published: 30/05/2008 Last modified: 14/06/2014
    FSA Final Notice 2008: City Mortgage and Financial Limited

  10. Final Notice 2019: Samuel Baker (trading as Clarity Document & Information Services) [pdf]

    Final notices Published: 15/08/2019
    This final notice refers to a failure to satisfy the effective supervision threshold condition (COND) in the consumer credit sector. We imposed a cancellation.
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