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Showing 2191 to 2200 of 7095 search results for final notice.

  1. Final Notice 2017: Matt-Pack Limited [pdf]

    Final notices Published: 25/01/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. FSA Final Notice 2011: Associated Independent Mortgages Limited [pdf]

    Final notices Published: 05/01/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Associated Independent Mortgages Limited

  3. Final Notice 2017: Lee Paul Fishwick [pdf]

    Final notices Published: 02/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Nazia Naweed Shah [pdf]

    Final notices Published: 14/03/2017
    This final notice refers to breaches of PSR related to failing to be open and cooperative in the payment services sector. We imposed a cancellation.

  5. Final Notice 2021: EMGLegal Limited [pdf]

    Final notices Published: 16/08/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  6. Final Notice 2021: Colin Bermingham [pdf]

    Final notices Published: 01/11/2021
    This Final Notice (Colin Bermingham) refers to breaches of FIT related to Lack of fitness/propriety in the Investment Banking. We imposed a prohibition.

  7. FSA Final Notice 2012: Malcolm Thomas Shapcott trading as Independent Solutions [pdf]

    Final notices Published: 02/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Malcolm Thomas Shapcott trading as Independent Solutions

  8. FSA Final Notice 2012: James Joseph Corr [pdf]

    Final notices Published: 28/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against James Joseph Corr

  9. Final Notice: Luke Andrew Mills [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2021: Ms Sherrie Jean Thackray [pdf]

    Final notices Published: 15/06/2021
    Final Notice: Ms Sherrie Jean Thackray Conduct: Lack of fitness/propriety Breaches: PSR (Payment Services Regulations) Subject: Individual Outcome: Objection to change in control Sector: Payment Services
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