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Showing 2201 to 2210 of 7095 search results for final notice.

  1. FSA Final Notice 2011: Selvavinayakam Vigneswaran [pdf]

    Final notices Published: 22/08/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Selvavinayakam Vigneswaran

  2. Final Notice 2015: Andrew Paul Condren [pdf]

    Final notices Published: 15/07/2015 Last modified: 15/07/2015
    This final notice refers to breaches of FSMA related to no regulated activities for 12 months in the investment and home finance sector. We imposed a cancellation.

  3. Final Notice 2019: Empire Motors (Assim Zafar trading as) [pdf]

    Final notices Published: 02/10/2019
    This final notice (Empire Motors (Assim Zafar trading as)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation

  4. Final Notice 2016: Remote Audit Ltd [pdf]

    Final notices Published: 21/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2016: KMLM Ltd [pdf]

    Final notices Published: 22/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. FSA Final Notice 2009: Mohammad Rana trading as Countrywide Management Consultancy and as Property Compass [pdf]

    Final notices Published: 24/04/2009 Last modified: 14/06/2014
    FSA Final Notice 2009: Mohammad Rana trading as Countrywide Management Consultancy and as Property Compass

  7. FSA Final Notice 2012: Athanass Stefanopoulos [pdf]

    Final notices Published: 14/06/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Athanass Stefanopoulos

  8. Final Notice 2015: Linda Carole Stuart [pdf]

    Final notices Published: 23/11/2015 Last modified: 23/11/2015
    This final notice refers to numerous breaches of CONC Chapter 8 and SYSC 9.1 related to inability to meet Threshold Condition 2D (appropriate non-financial resources) in the Consumer Credit: Debt Management sector. We imposed a refusal of Part 4A

  9. Final notice 2016: Robert John Bygrave [pdf]

    Final notices Published: 01/02/2016 Last modified: 01/02/2016
    This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and

  10. Final Notice 2015: Mother Cash Limited [pdf]

    Final notices Published: 10/06/2015 Last modified: 10/06/2015
    This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation.
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