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Showing 2241 to 2250 of 7095 search results for final notice.

  1. FSA Final Notice 2010: Jeffery Flanders (Consulting) Limited [pdf]

    Final notices Published: 20/01/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Jeffery Flanders (Consulting) Limited

  2. FSA Application Refusal 2006: Ultravel Limited [pdf]

    Final notices Published: 01/10/2006 Last modified: 14/06/2014
    FSA Application Refusal 2006: Ultravel Limited

  3. FCA Final Notice 2013: JPMorgan Chase Bank, N.A. [pdf]

    Final notices Published: 19/09/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 2, PRIN 3, PRIN 5, and PRIN 11 related to wholesale conduct, market protection, and failing to be open and co-operative in the investment banks sector. We imposed a fine.

  4. Final Notice 2017: Motorhaus Ltd [pdf]

    Final notices Published: 06/11/2017 Last modified: 06/11/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2021: Dylan Mitchell (trading as Snap-on, Snap-on Diagnostics, Snap-on Tools) [pdf]

    Final notices Published: 21/04/2021
    This final notice (Dylan Mitchell) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2020: Cars77 Limited [pdf]

    Final notices Published: 01/10/2020
    This final notice (Cars77 Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Lilia Pumfrett [pdf]

    Final notices Published: 01/10/2020
    This final notice (Lilia Pumfrett) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Andrew Wareing [pdf]

    Final notices Published: 01/10/2020
    This final notice (Andrew Wareing) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  9. FCA Final Notice 2013: Hyde Gardens Limited [pdf]

    Final notices Published: 21/06/2013 Last modified: 07/04/2015
    This Final Notice refers to breaches of PRIN 11 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation.

  10. FSA Final Notice 2004: Berkeley Jacobs Financial Services Limited [pdf]

    Final notices Published: 01/02/2004 Last modified: 14/06/2014
    FSA Final Notice 2004: Berkeley Jacobs Financial Services Limited
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