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Showing 2251 to 2260 of 7095 search results for final notice.

  1. FSA Approved Person Refusals 2006: Peter Greengrass [pdf]

    Final notices Published: 01/06/2006 Last modified: 14/06/2014
    FSA Approved Person Refusals 2006: Peter Greengrass

  2. [pdf]

    Final notices Published: 02/12/2011 Last modified: 30/05/2013

  3. Final notice 2018: Richard Adams [pdf]

    Final notices Published: 17/01/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Raymond Smith [pdf]

    Final notices Published: 18/12/2017
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited [pdf]

    Final notices Published: 09/06/2010 Last modified: 14/06/2014
    FSA Final Notice 2010: Griffiths McAlister Insurance Brokers Limited

  6. FSA Approved Person Refusals 2005: Martin Ash [pdf]

    Final notices Published: 01/08/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Martin Ash

  7. Final Notice 2023: Fleetway Hiring Limited [pdf]

    Final notices Published: 08/09/2023
    This final notice (Fleetway Hiring Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the insurance intermediaries sector. We imposed a cancellation.

  8. Final Notice 2015: Craig Anthony Welborn [pdf]

    Final notices Published: 09/12/2015 Last modified: 09/12/2015
    This final notice refers to breaches of COND and TC related to failing to be open and co-operativein the consumer credit sector. We imposed a refusal.

  9. Final Notice 2017: Damian Frank Clarke [pdf]

    Final notices Published: 01/06/2017
    This final notice refers to a breach of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.

  10. Final Notice 2020: Kirt Blackburn [pdf]

    Final notices Published: 05/05/2020
    This final notice (Kirt Blackburn) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.
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