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Showing 2281 to 2290 of 7095 search results for final notice.

  1. Final notice 2016: Terence Andrew Joint [pdf]

    Final notices Published: 09/05/2016 Last modified: 09/05/2016
    This final notice refers to breaches of APER 6, APER 7, FIT and CASS related to a lack of fitness/propriety and client money/assets misconduct in the general insurance and protection sector. We imposed a fine and prohibition.

  2. FCA Final Notice 2013: Richards Wines and Levy Limited [pdf]

    Final notices Published: 06/08/2013 Last modified: 07/04/2015
    This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

  3. Final Notice 2016: Pinks Agri Limited [pdf]

    Final notices Published: 05/12/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  4. Final Notice 2017: Pager Services Ltd [pdf]

    Final notices Published: 07/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  5. Final notice 2020: Trinity Motors [pdf]

    Final notices Published: 11/02/2020
    This final notice (Trinity Motors) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  6. Final Notice: Motor Spot Limited [pdf]

    Final notices Published: 13/10/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2019: Ajay Seedarsan [pdf]

    Final notices Published: 15/11/2019
    This final notice (Ajay Seedarsan) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2016: Richard Barca [pdf]

    Final notices Published: 14/11/2016
    This final notice refers to breaches of PRIN11 and COND relating to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  9. Final Notice 2016: Macba Limited [pdf]

    Final notices Published: 22/11/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. FSA Final Notice 2012: David Thomas Davis [pdf]

    Final notices Published: 05/07/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against David Thomas Davis
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