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Showing 2311 to 2320 of 7095 search results for final notice.

  1. FSA Application Refusal 2004: John Walker trading as Midlothian Mortgages [pdf]

    Final notices Published: 01/11/2004 Last modified: 14/06/2014
    FSA Application Refusal 2004: John Walker trading as Midlothian Mortgages

  2. FSA Final Notice 2002: Credit Suisse First Boston International (formerly Credit Suisse Financial Products) [pdf]

    Final notices Published: 01/12/2002 Last modified: 14/06/2014
    FSA Final Notice 2002: Credit Suisse First Boston International (formerly Credit Suisse Financial Products)

  3. FSA Approved Person Refusals 2004: Mr John Edward Nixon [pdf]

    Final notices Published: 01/01/2004 Last modified: 14/06/2014
    FSA Approved Person Refusals 2004: Mr John Edward Nixon

  4. Final Notice 2018: William Parish [pdf]

    Final notices Published: 02/05/2018
    This final notice (William Parish) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. FSA Final Notice 2012: Alasdair Samuel Munro [pdf]

    Final notices Published: 01/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FCA is taking action against For the reasons set out in this Final Notice, the FSA is taking action against Samuel Munro

  6. Final Notice 2017: Voxsan Limited [pdf]

    Final notices Published: 19/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final Notice 2020: Covrall Limited [pdf]

    Final notices Published: 11/11/2020 Last modified: 11/11/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector and General Insurance Protection sector. We imposed a cancellation.

  8. Final Notice 2019: Trevor Alan Oakley [pdf]

    Final notices Published: 12/10/2012 Last modified: 26/01/2021
    This final notice (Trevor Alan Oakley) refers to a failure to satisfy FIT criteria and demonstrate fitness and propriety, therefore the application (for authorisation) was refused.

  9. Final Notice 2020: R Szeto trading as Richard Szeto [pdf]

    Final notices Published: 09/07/2020
    This final notice (R Szeto & Co trading as Richard Szeto) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Investment advisory sector. We imposed a

  10. FSA Approved Person Refusals 2008: Matthew Griffiths [pdf]

    Final notices Published: 01/09/2008 Last modified: 14/06/2014
    FSA Approved Person Refusals 2008: Matthew Griffiths
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