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Showing 2331 to 2340 of 7095 search results for final notice.

  1. Final Notice 2017: John Clifford Jones [pdf]

    Final notices Published: 12/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final notice 2016: Parvin Oghabi Sajjadi [pdf]

    Final notices Published: 25/02/2016 Last modified: 25/02/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final notice 2016: Timothy Duncan Philip [pdf]

    Final notices Published: 13/07/2016 Last modified: 13/07/2016
    This final notice refers to breaches of APER 6 and FIT related to a lack of fitness and propriety and client money/assets in the general insurance and protection sector. We imposed a fine and prohibition.

  4. Final Notice 2018: RSI Bank Plc [pdf]

    Final notices Published: 20/02/2018
    This final notice refers to breaches of COND related to Threshold conditions in the consumer credit sector. We imposed a refusal.

  5. Final Notice 2017: Alan Norman Gregson [pdf]

    Final notices Published: 20/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2021: Claims 4U Ltd [pdf]

    Final notices Published: 30/07/2021
    This final notice (Claims 4U Ltd) refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

  7. FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers (West Country) Limited) [pdf]

    Final notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers (West Country) Limited)

  8. Final Notice 2016: Adam Philip Hawkins [pdf]

    Final notices Published: 01/11/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  9. Final Notice 2017: Steven Paul Billing [pdf]

    Final notices Published: 28/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2017: Stuart Watkins Cars [pdf]

    Final notices Published: 14/03/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.
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