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Showing 2351 to 2360 of 7095 search results for final notice.
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FSA Final Notice 2013: John James Quarrell 14th Jan 01 [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against John James Quarrell -
FSA Final Notice 2011: Graham Harold Richard Betton [pdf]
For the reasons set out in this Final Notice, the FSA is taking action against Graham Harold Richard Betton -
Final Notice 2021: Shaffarat Parvez [pdf]
This Final Notice (Shaffarat Parvez) refers to a failure to satisfy the Fit and Proper Test (FIT). We imposed a prohibition. -
Final notice 2016: Cult Racing Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2016: Peter Roy Alexander [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Craig Mitchison [pdf]
This final notice (Craig Mitchison) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: C2 Motor Group Ltd [pdf]
This Final Notice (C2 Motor Group Ltd) refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We refused the firm’s application for authorisation. -
FCA Final Notice 2014: Michael Stanley Hirst [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety in the investment advisor sector. We imposed a prohibition. -
Final Notice 2016: Money Matcher Limited [pdf]
This final notice refers to an application for Part 4A authorisation (“the Application”) by a firm holding Interim Permission in respect of the regulated activities subject to the Application. Due to concerns about the firm’s ability to -
FCA Final Notice 2014: Jonathan Paul Burrows [pdf]
This final notice refers to breaches of FIT relating to a lack of fitness/propriety in the asset management sector. We imposed a prohibition.