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Showing 2401 to 2410 of 7095 search results for final notice.

  1. Final Notice 2017: Paul Richard Watkins [pdf]

    Final notices Published: 23/06/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2017: Paul John Moorefield [pdf]

    Final notices Published: 24/07/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2023: Meadowbrook Motors Limited [pdf]

    Final notices Published: 25/09/2023
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. FCA Final Notice 2014: Arnold Gary Eber [pdf]

    Final notices Published: 27/02/2014 Last modified: 07/04/2015
    This final notice refers to breaches of FIT related to failing to be open and co-operative, and lack of fitness/propriety in the investment advisers and platforms sector. We imposed a public censure and a prohibition.

  5. Final Notice 2019: E & N Ritchie [pdf]

    Final notices Published: 16/10/2019
    This final notice (E & N Ritchie) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2020: Southgate Garage [pdf]

    Final notices Published: 25/02/2020
    This final notice (Southgate Garage) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2016: Rivington Bikes Limited [pdf]

    Final notices Published: 05/05/2016 Last modified: 05/05/2016
    This final notice refers to breaches of PRIN 11, failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2017: Mervyn Johnston [pdf]

    Final notices Published: 10/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: XYZ Agencies Limited [pdf]

    Final notices Published: 21/02/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited) [pdf]

    Final notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Peter Taylor (Homebuyers Financial Services (London) Limited)
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