Filter results
Filter by document type
Filter by year
Sort by:

Search results

Showing 2411 to 2420 of 7095 search results for final notice.

  1. Final notice 2016: GGK Investments Limited [pdf]

    Final notices Published: 15/06/2016 Last modified: 15/06/2016
    This final notice refers to breaches of PRIN 4, COND and INPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

  2. Final Notice 2016: Tariq Carrimjee [pdf]

    Final notices Published: 28/11/2016
    This final notice refers to breaches of APER 2 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.

  3. Final Notice 2017: GM Contracts Limited [pdf]

    Final notices Published: 27/02/2017
    This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  4. Final Notice 2017: Amjad Motors Limited [pdf]

    Final notices Published: 13/03/2017
    This final notice refers to breaches of COND and Principle 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  5. FSA Final Notice 2011: Abdul Aziz Mohammadi [pdf]

    Final notices Published: 28/10/2011 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Abdul Aziz Mohammadi

  6. Final notice 2016: Kildare Capital (UK) Limited [pdf]

    Final notices Published: 22/07/2016 Last modified: 22/07/2016
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation.

  7. Final notice 2016: Elizabeth Anne Parry [pdf]

    Final notices Published: 01/09/2016
    This final notice refers to breaches of APER 1 and FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.

  8. FSA Final Notice 2012: Peter Douglas Miller [pdf]

    Final notices Published: 28/03/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Peter Douglas Miller

  9. FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) [pdf]

    Final notices Published: 01/10/2005 Last modified: 14/06/2014
    FSA Application Refusal 2005: Mortgage Packaging Limited (Mortgage Packaging) - Further issues in Retail IRB

  10. Final Notice 2023: Matrix Investments (1975) Limited [pdf]

    Final notices Published: 09/08/2023
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the retail investments and consumer credit sector. We imposed a cancellation.
Related searches
Related topics