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Showing 2421 to 2430 of 7095 search results for final notice.

2421. Final notice 2016: Wayne Anthony Redgrave [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of APER 6 and ICOBS related to appointed representatives, failing to act on information appropriately and unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

2422. FSA Final Notice 2012: Pi Financial Limited [pdf]

      Final notices Published: 18/09/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Pi Financial Limited

2423. Final Notice 2015: Asia Resource Minerals plc (formerly Bumi plc) [pdf]

      Final notices Published: 17/06/2015 Last modified: 17/06/2015
      This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a fine.

2424. Final Notice 2017: David Stanley Mather [pdf]

      Final notices Published: 03/02/2017
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the investment adviser, mortgages and general insurance and protection sector. We imposed a cancellation.

2425. Final Notice 2022: Sumer 62 Ltd [pdf]

      Final notices Published: 14/01/2022
      This final notice refers to breaches of the PSR, related to failing to meet the conditions for registration in the payment systems sector. We imposed a cancellation.

2426. Final Notice 2015: Ralph Whittington [pdf]

      Final notices Published: 10/09/2015 Last modified: 10/09/2015
      This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, client money/assets and insurance fraud in the general insurance and protection sector. We imposed a fine, prohibition, and withdrawal.

2427. Final Notice: Gemmax Solutions Limited [pdf]

      Final notices Published: 22/09/2016
      This final notice refers to breaches of PSR related to failing to be open and co-operative and payment services regulations in the payment services sector. We imposed a cancellation.

2428. Final notice 2018: VIP Wealth Ltd [pdf]

      Final notices Published: 06/03/2018
      This final notice refers to breaches of COND related to Threshold conditions in the wholesale sector. We imposed a refusal.

2429. FSA Application Refusal 2005: K C Firmin Car Sales [pdf]

      Final notices Published: 01/03/2005 Last modified: 14/06/2014
      FSA Application Refusal 2005: K C Firmin Car Sales

2430. Final notice 2016: Coverall Worldwide Ltd [pdf]

      Final notices Published: 01/02/2016 Last modified: 01/02/2016
      This final notice refers to breaches of PRIN 1, PRIN 3, PRIN 10, CASS and COND related to appointed representatives, client money, failing to act on information appropriately, threshold conditions and unfair treatment of customers in the general