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Showing 2441 to 2450 of 7096 search results for final notice.

2441. FSA Approved Person Refusals 2004: Mr Alan Jones-Moore [pdf]

      Final notices Published: 01/03/2004 Last modified: 14/06/2014
      FSA Approved Person Refusals 2004: Mr Alan Jones-Moore

2442. FSA Approved Person Refusals 2004: Mr Christopher Neil Woodgate [pdf]

      Final notices Published: 01/03/2004 Last modified: 14/06/2014
      FSA Approved Person Refusals 2004: Mr Christopher Neil Woodgate

2443. FSA Application Refusal 2008: David Okechi-Asogwa [pdf]

      Final notices Published: 26/08/2008 Last modified: 14/06/2014
      FSA Application Refusal 2008: David Okechi-Asogwa - Approved person refusal

2444. FSA Approved Person Refusals 2002: Robin Thomas Whitmore [pdf]

      Final notices Published: 01/09/2002 Last modified: 14/06/2014
      FSA Approved Person Refusals 2002: Robin Thomas Whitmore

2445. Final Notice 2018: Utilicon Limited [pdf]

      Final notices Published: 09/08/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2446. Final Notice 2017: Canwell Caravans Ltd [pdf]

      Final notices Published: 20/10/2017
      Conduct: Failing to be open and co-operative Breaches: PRIN 11 Subject: Firm Outcome: Cancellation Sector: Consumer Credit

2447. Final Notice 2021: Sportz Commercials Ltd [pdf]

      Final notices Published: 09/06/2021
      This final notice (Sportz Commercials Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.

2448. Final Notice 2013: Michael Coscia - Appendix 1 [pdf]

      Final notices Published: 03/07/2013 Last modified: 07/11/2014
      Chart: Example of trading

2449. Final Notice 2018: Alexander David Osborne Stuart [pdf]

      Final notices Published: 26/03/2018
      This final notice refers to breaches of APER 1 and FIT relating to a lack of fitness/propriety in the investment adviser sector. We imposed a fine and prohibition.

2450. Final Notice 2018: Marcel Rochester [pdf]

      Final notices Published: 01/05/2018
      This final notice (Marcel Rochester) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.