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Showing 2461 to 2470 of 7096 search results for final notice.

  1. FSA Final Notice 2012: Card Protection Plan Limited [pdf]

    Final notices Published: 14/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Card Protection Plan Limited

  2. Final Notice 2017: Michael McGillen [pdf]

    Final notices Published: 02/10/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. FSA Approved Person Refusals 2005: Ian Gillings [pdf]

    Final notices Published: 01/09/2005 Last modified: 14/06/2014
    FSA Approved Person Refusals 2005: Ian Gillings

  4. Final Notice 2021: Active Claims (UK) Ltd [pdf]

    Final notices Published: 16/09/2021
    This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative with the regulator in the claims management sector. We refused the firm’s application for authorisation.

  5. Final notice 2016: Peter Charles Bottomley [pdf]

    Final notices Published: 08/03/2016 Last modified: 08/03/2016
    This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment adviser sector. We imposed a prohibition.

  6. FSA Application Refusal 2006: L M Brown Motors Limited [pdf]

    Final notices Published: 01/04/2006 Last modified: 14/06/2014
    FSA Application Refusal 2006: L M Brown Motors Limited

  7. Final Notice 2017: Richard Brian Spooner [pdf]

    Final notices Published: 12/04/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Lychworth Limited [pdf]

    Final notices Published: 25/02/2020
    This final notice (Lychworth Limited) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation

  9. Final Notice 2017: William Connolly [pdf]

    Final notices Published: 24/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  10. Final Notice 2019: Stamford Tractors [pdf]

    Final notices Published: 29/10/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation.
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