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Showing 2501 to 2510 of 7096 search results for final notice.

2501. FCA Final Notice 2014: David John Hewitt trading as Bexley Insurance Centre [pdf]

      Final notices Published: 12/08/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance, intermediary sector. We imposed a cancellation.

2502. FCA Final Notice 2013: Leader Transfer Limited [pdf]

      Final notices Published: 04/11/2013 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment systems sector. We imposed a cancellation.

2503. FCA Final Notice 2014: John Christopher Hughes [pdf]

      Final notices Published: 29/04/2014 Last modified: 07/04/2015
      This final notice refers to breaches of FIT related to market protection, wholesale conduct, and lack of fitness/propriety in the investment bank. We imposed a prohibition.

2504. Final Notice 2018: Xclusive Group Limited [pdf]

      Final notices Published: 14/08/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2505. FSA Final Notice 2011: Total Independent Mortgages Limited [pdf]

      Final notices Published: 22/08/2011 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Total Independent Mortgages Limited

2506. Final Notice 2015: PricewaterhouseCoopers LLP [pdf]

      Final notices Published: 06/02/2015 Last modified: 06/02/2015
      Following a request received from PricewaterhouseCoopers LLP, the FCA hereby limits and restricts the services to which the sponsor approval of PricewaterhouseCoopers LLP relates

2507. Final Notice 2024: MJL Focus Marketing Ltd [pdf]

      Final notices Published: 26/02/2024
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Claims Management sector. We imposed a cancellation.

2508. Final Notice 2020: Motor Hut Ltd [pdf]

      Final notices Published: 08/06/2020
      This final notice (Motor Hut Ldt) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

2509. Final Notice 2013: Michael Coscia - Appendix 1a [pdf]

      Final notices Published: 03/07/2013 Last modified: 07/11/2014
      Animated chart: Example of trading

2510. FSA Final Notice 2008: Approved Financial Solutions Limited [pdf]

      Final notices Published: 28/08/2008 Last modified: 14/06/2014
      FSA Final Notice 2008: Approved Financial Solutions Limited