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Showing 2651 to 2660 of 7095 search results for final notice.
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Final Notice 2022: INZMO Europe GmbH [pdf]
This Final Notice (INZMO Europe GmbH) refers to a failure to satisfy the effective supervision and suitability threshold conditions (COND) and to be open and co-operative with the Authority (PRIN 11) in relation to a firm within the TPR. We imposed -
Final Notice 2015: Brincotel Moneysend Limited [pdf]
This final notice refers to breaches of PSR related to Payment Services Regulations and failing to be open and co-operative in the payment services sector. We imposed a cancellation. -
Final Notice 2022: Gosforth Car Centre Limited [pdf]
This final notice (Gosforth Car Centre Limited) refers to a failure to satisfy threshold conditions (COND) in the credit broking sector. We refused the firm’s application for authorisation. -
Final Notice 2017: Motor Palace Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2023: Houghton Motor Group Ltd [pdf]
This final notice refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the Credit Broking sector. We refused the firm’s application for authorisation. -
Final Notice 2024: Toza Payment Technology Limited [pdf]
This Final Notice refers to a failure to carry on payment service activities, comply with regulatory obligations and deal with the Authority in an open and co-operative way. We imposed a cancellation. -
Final Notice 2020: S M Motorhouse Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2013: Martin Richard Moseling trading as Blenheim Financial Services [pdf]
This Final Notice refers to breaches of PRIN 6 related to threshold conditions in the investment advisors & platforms sector. We imposed a cancellation. -
FCA Final Notice 2014: Credit Suisse International [pdf]
This final notice refers to breaches of PRIN 7 and COBS related to financial promotions, mis-selling, remuneration in the investment banks sector. We imposed a fine. -
Final Notice 2018: Santander UK plc [pdf]
This final notice (Santander UK plc) refers to breaches of PRIN 3, PRIN 6 and PRIN 11 related to governance, unfair treatment of customers, failing to act on information appropriately and failing to be open and co-operative in the retail bank sector.