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Showing 271 to 280 of 7087 search results for final notice.

271. FSA Final Notice 2008: Mrs Shu Koon Ng trading as Frang & Co [pdf]

     Final notices Published: 11/09/2008 Last modified: 14/06/2014
     FSA Final Notice 2008: Mrs Shu Koon Ng trading as Frang & Co

272. FSA Final Notice 2010: Anjam Saeed Ahmad [pdf]

     Final notices Published: 22/06/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Anjam Saeed Ahmad - ENF WS00105 - Draft Piper WN

273. Final Notice 2022: BGC Brokers LP, GFI Securities Limited and GFI Brokers Limited [pdf]

     Final notices Published: 08/12/2022
     This Final Notice refers to breaches of Principle 3 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Trading Firm sector. We imposed a financial

274. FSA Final Notice 2012: Eciru & Company Limited [pdf]

     Final notices Published: 14/08/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Eciru & Company Limited

275. FSA Final Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company) [pdf]

     Final notices Published: 13/04/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Cornelius McGee (trading as McGee Lindsay and Company)

276. FSA Final Notice 2006: Eileen Hayes (trading as E Hayes Car Sales) [pdf]

     Final notices Published: 10/05/2006 Last modified: 14/06/2014
     FSA Final Notice 2006: Eileen Hayes (trading as E Hayes Car Sales)

277. FSA Final Notice 2011: Rentwise (UK) Limited [pdf]

     Final notices Published: 11/07/2011 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Rentwise (UK) Limited

278. FSA Final Notice 2010: John Cyril Owens trading as Sinclair Consultancy [pdf]

     Final notices Published: 02/07/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: John Cyril Owens trading as Sinclair Consultancy

279. FSA Final Notice 2010: Luke Michael Ryan [pdf]

     Final notices Published: 28/07/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Luke Michael Ryan

280. FSA Final Notice 2010: Huw Merfyn Evans [pdf]

     Final notices Published: 18/03/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Huw Merfyn Evans