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Showing 2761 to 2770 of 7095 search results for final notice.

  1. Final Notice 2022: AHM Automotive Limited [pdf]

    Final notices Published: 14/02/2022
    This Final Notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Consumer Credit sector. We imposed a cancellation.

  2. Final notice 2020: NPS Commercials Ltd [pdf]

    Final notices Published: 29/05/2020
    This final notice (NPS Commercials Ltd) refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  3. Final Notice 2022: Citigroup Global Markets Limited [pdf]

    Final notices Published: 19/08/2022
    This Final Notice refers to breaches of Principle 2 of the FCA’s Principles for Businesses and Article 16(2) of the Market Abuse Regulation related to market protection and wholesale conduct in the Investment Banking and Trading Firm sector. We

  4. Final Notice 2020: Hub Capital Limited (formerly known as Mex (Europe) Limited) [pdf]

    Final notices Published: 16/10/2020 Last modified: 16/10/2020
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the Asset Management sector and Investment Advisory sector. We imposed a cancellation.

  5. Final notice 2020: Forward Leasing Ltd [pdf]

    Final notices Published: 28/01/2020
    This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation.

  6. Final Notice 2017: John Charles Berry [pdf]

    Final notices Published: 24/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  7. FSA Final Notice 2012: Savoy Investment Management Limited [pdf]

    Final notices Published: 12/11/2012 Last modified: 14/06/2014
    For the reasons set out in this Final Notice, the FSA is taking action against Savoy Investment Management Limited

  8. Final Notice 2017: Clarkway car sales [pdf]

    Final notices Published: 10/05/2017
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Final Notice 2017: Finance Made Simple Ltd [pdf]

    Final notices Published: 02/03/2017
    This final notice refers to breaches of COND and PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.

  10. Final Notice 2021: Sapien Capital Limited [pdf]

    Final notices Published: 06/05/2021
    This Final Notice (Sapien Capital Limited) refers to breaches of PRIN 2 and PRIN 3 related to the risk of financial crime in the trading firms sector. We imposed a financial penalty.
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