Search results

Showing 2871 to 2880 of 7095 search results for final notice.

2871. Final Notice 2015: Reckitt Benckiser Group Plc [pdf]

      Final notices Published: 20/01/2015 Last modified: 20/01/2015
      This final notice refers to breaches of LR and DTR related to listing rules breaches in the issuer sector. We imposed a financial penalty.

2872. Final Notice 2015: Focus Wealth Management LLP [pdf]

      Final notices Published: 14/04/2015 Last modified: 14/04/2015
      This final notice refers to breaches of Principle 11 and TC related to threshold conditions, failing to be open and co-operative in the investment advisor sector. We imposed a cancellation.

2873. FSA Final Notice 2013: Scott Briscoe Limited [pdf]

      Final notices Published: 27/03/2013 Last modified: 30/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Scott Briscoe Limited.

2874. Final Notice 2018: Terence Sefton Potter [pdf]

      Final notices Published: 29/05/2018
      This final notice refers to breaches of FIT related to a lack of fitness/propriety in the investment sector. We imposed a prohibition.

2875. Final Notice 2021: Race 2 Off-road Ltd [pdf]

      Final notices Published: 10/02/2021
      This final notice (Race 2 Off-road Ltd) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a cancellation

2876. Final Notice 2018: Brett Andrew Billings [pdf]

      Final notices Published: 21/09/2018
      This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

2877. FCA Final Notice 2014: EPLS Risk Solutions Limited (formerly Glen Insurance Consultants Limited) [pdf]

      Final notices Published: 23/09/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PRIN 11 related to threshold conditions in the general insurance intermediary sector. We imposed a cancellation.

2878. FCA Final Notice 2014: AL-Noor Corporation Limited [pdf]

      Final notices Published: 14/08/2014 Last modified: 07/04/2015
      This final notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

2879. Final Notice 2018: Galip Systems Limited [pdf]

      Final notices Published: 29/10/2018
      This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

2880. Final Notice 2023: London Capital & Finance plc (in administration) [pdf]

      Final notices Published: 11/10/2023
      This Final Notice refers to breaches of CoBS related to financial promotions in the Issuer sector. We imposed a public censure.