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Showing 2961 to 2970 of 7098 search results for final notice.
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Final Notice 2018: Noisnep Capital Limited [pdf]
This final notice refers to a failure to satisfy the threshold conditions (COND) in the consumer credit sector. We imposed a refusal.. -
FSA Application Refusal 2011: Avista Wire and Clearing Limited [pdf]
FSA Application Refusal 2011: Avista Wire and Clearing Limited - Final Notice Summary -
Final Notice 2018: BGR Musical Instruments [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2018: Direct Savings (Scotland) Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation. -
Final Notice 2021: Unicorn Auto Services Limited [pdf]
This final notice Unicorn Auto Services Limited refers to a failure to satisfy the threshold conditions (COND) and to be open and cooperative with the regulator (PRIN 11) in the claims management sector. We refused the firm’s application for -
Final Notice 2023: Jeffrey Rawlins (trading as Citylenders) [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2020: Peterborough Trade Centre Ltd [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and cooperative in the consumer credit sector. We imposed a cancellation. -
FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones [pdf]
FSA Approved Person Refusals 2003: Mr Geoffrey Darin Brownlee-Jones -
Final Notice 2018: National Assistance Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
FCA Final Notice 2014: Forex Capital Markets Limited (FXCM Ltd) and FXCM Securities Limited (FXCM Securities) [pdf]
This final notice refers to breaches of PRIN 6, PRIN 11, and COBS related to unfair treatment of customers, and failing to be open and co-operative in the trading firms sector. We imposed a fine and redress.