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Showing 3061 to 3070 of 7099 search results for final notice.

3061. Final Notice 2018: Harmen Enterprises Limited [pdf]

      Final notices Published: 19/11/2018
      This final notice (Harmen Enterprises Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

3062. 2013 fines

      News stories Published: 02/01/2013 Last modified: 26/03/2024
      Fines published during the calendar year ending December 2013.

3063. Final Notice 2019: MMJ Car Sales Limited [pdf]

      Final notices Published: 04/10/2019
      This final notice (MMJ Car Sales Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

3064. Final notice summary: EFG Asset Management [pdf]

      Final notices Published: 17/11/2016

3065. Final Notice 2018: Christopher John Huskinson [pdf]

      Final notices Published: 24/08/2018
      This FCA final notice (Christopher John Huskinson) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

3066. Final Notice 2021: Complete Solutions Group Limited [pdf]

      Final notices Published: 05/07/2021
      This final notice refers to a failure to satisfy the Suitability Threshold Condition (COND) and a failure to notify the Authority of a change of contact details in the consumer credit sector. We imposed a cancellation.

3067. FSA Final Notice 2012: Topps Rogers Financial Management [pdf]

      Final notices Published: 13/02/2012 Last modified: 14/06/2014
      For the reasons set out in this Final Notice, the FSA is taking action against Topps Rogers Financial Management

3068. Final Notice 2020: Just Bank Claims Limited [pdf]

      Final notices Published: 14/12/2020
      This final notice (Just Bank Claims Limited) refers to a failure to satisfy threshold conditions (COND) and to be open and cooperative (PRIN 11) in the claims management sector. We refused the firm’s application for authorisation.

3069. FCA Final Notice 2013: The Transportation Group (UK) Limited [pdf]

      Final notices Published: 02/09/2013 Last modified: 07/04/2015
      This final notice refers to breaches of TC related to threshold conditions in the designated investment business sector. We imposed a cancellation.

3070. FSA Final Notice 2013: Mr Cheick Tidjane Thiam [pdf]

      Final notices Published: 27/03/2013 Last modified: 31/05/2013
      For the reasons set out in this Final Notice, the FSA is taking action against Mr Cheick Tidjane Thiam