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Showing 3311 to 3320 of 7099 search results for final notice.
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Case concerning CEO referred to the Upper Tribunal
The FCA’s decision is set out in the decision notice which is published today. ... The decision notice for Mr Charles Anthony Llewellen Palmer. The final notice for Ms Paivi Katriina Grigg. -
Final Notice 2019: Standard Life Assurance Limited [pdf]
This final notice (Standard Life Assurance Limited) refers to breaches of PRIN 3, PRIN 6 and COBS related to the unfair treatment of customers in the Life Insurance sector. The FCA imposed a financial penalty. -
Article 23D Benchmarks Regulation – Notice of requirements [pdf]
This final Notice replaces the previously published draft version -
Article 23C Benchmarks Regulation – Notice of permitted legacy use by supervised entities [pdf]
This final Notice replaces the previously published draft version -
Final Notice 2018: Spire Digital Solutions Limited [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2019: Cjo All Fleet Cars Limited [pdf]
This final notice (Cjo All Fleet Cars Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final Notice 2017: Landsker Community Credit Union Limited [pdf]
This final notice refers to breaches of Principle 11 related to failing to be open and co-operative in the credit union sector. We imposed a cancellation. -
Final notice 2016: Park Grove Financial Management Limited [pdf]
This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the general insurance and protection sector. We imposed a cancellation. -
Final Notice 2018: Prestige Auto Sales (N.W.) Ltd [pdf]
This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation. -
Final notice 2017: Lakeside Window Systems Limited [pdf]
This final notice refers to breaches of PRIN 11 and COND related to failing to be open and co-operative in the consumer credit sector. We imposed a refusal.