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Showing 3371 to 3380 of 7103 search results for final notice.

  1. Final Notice 2019: KWH (Heating & Renewables) Ltd [pdf]

    Final notices Published: 23/08/2019 Last modified: 23/08/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  2. Final Notice 2018: Premier Management Partners Limited [pdf]

    Final notices Published: 21/05/2018
    This final notice (Premier Management Partners Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the investment advisory sector. We imposed a

  3. Final Notice 2019: Jack Boxall (JB Motors trading as) [pdf]

    Final notices Published: 23/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  4. Final notice 2019: The Prudential Assurance Company Limited [pdf]

    Final notices Published: 30/09/2019
    This Final Notice (The Prudential Assurance Company Limited) refers to breaches of PRIN 3 and PRIN 6 and relates to mis-selling and the unfair treatment of customers in the pensions sector. We imposed a fine.

  5. Rock & Co. Granite Limited [pdf]

    Final notices Published: 02/05/2018
    This final notice (Rock & Co. Granite Limited) refers to breaches of Principle 11 and SUP related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  6. Final notice 2019: Professional Personal Claims Limited (PPC) [pdf]

    Final notices Published: 17/12/2019
    This final notice refers to breaches of the Conduct of Authorised Persons Rules 2014 in relation to misleading consumers to claims in the claims management companies sector. We imposed a financial penalty.

  7. Final Notice 2015: Anseba Cafe & International Exchange Limited [pdf]

    Final notices Published: 05/08/2015 Last modified: 05/08/2015
    This final notice refers to breaches of PSR, related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

  8. Final Notice 2018: Marcus Gray t/a aj motors [pdf]

    Final notices Published: 08/05/2018
    This final notice (Marcus Gray t/a aj motors) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. Financial crime resources

    Published: 08/02/2024 Last modified: 03/07/2024
    Find publications about our Financial Crime Public Commitment, including news, speeches, podcasts, events and external publications.

  10. Final Notice 2019: North London Van Centre Limited [pdf]

    Final notices Published: 19/09/2019
    This final notice (North London Van Centre Limited) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.
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