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Showing 3471 to 3480 of 7106 search results for final notice.

  1. FCA fines Metro Bank PLC £10 million and publishes Decision Notices for two of its former executive directors

    Press Releases Published: 12/12/2022 Last modified: 12/12/2022
    Metro Bank PLC fined £10,002,300 for breaching the Listing Rules by publishing incorrect information to investors.

  2. Final Notice 2018: Vehicle Contract Solutions (Roy Ulliott Trading as) [pdf]

    Final notices Published: 21/09/2018
    This final notice refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  3. Enforcement data – Annual Report 2020/21

    Data Published: 15/07/2021 Last modified: 15/07/2021
    This FCA enforcement data for the year 2020/21 forms part of the FCA's annual report 2020/21.

  4. Final Notice 2019: Paul Dennison (Yes Car Contracts trading as) [pdf]

    Final notices Published: 23/04/2019
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  5. Final Notice 2021: Enrico Riga (Trading as Shire Hampton Motors) [pdf]

    Final notices Published: 04/03/2021
    This final notice Enrico Riga (Trading as Shire Hampton Motors)) refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority PRIN 11 in the consumer credit sector. We imposed a

  6. Final Notice 2018: The Skin Clinic + Hair Transplant Centre Limited [pdf]

    Final notices Published: 19/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  7. Final notice 2018: Town & Country Motor Centre (Cornwall) Limited [pdf]

    Final notices Published: 02/02/2018
    This final notice refers to a failure to satisfy the suitability threshold condition (COND) and to be open and co-operative with the Authority (PRIN 11) in the consumer credit sector. We imposed a cancellation.

  8. Final Notice 2020: Five Star of Formby (Alan Gabrielson trading as) [pdf]

    Final notices Published: 12/02/2020
    This final notice (Five Star of Formby) refers to breaches of PRIN 11 related to failing to be open and co-operative in the consumer credit sector. We imposed a cancellation.

  9. FCA fines Henderson £1.9m for fund failings

    Press Releases Published: 20/11/2019 Last modified: 24/01/2020
    The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

  10. Primary Market Bulletin 48

    Newsletters Published: 26/04/2024 Last modified: 26/04/2024
    This special edition consults on changes we propose to make to guidance in our Knowledge Base
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