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Showing 351 to 360 of 7087 search results for final notice.

351. FSA Final Notice 2013: Nestor Healthcare Group Limited [pdf]

     Final notices Published: 14/02/2013 Last modified: 31/05/2013
     For the reasons set out in this Final Notice, the FSA is taking action against Nestor Healthcare Group Limited

352. FSA Final Notice 2012: Safari General Trading Ltd [pdf]

     Final notices Published: 12/07/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Safari General Trading Ltd

353. FCA Final Notice 2013: Coöperatieve Centrale Raiffeisen–Boerenleenbank B.A. (Rabobank) [pdf]

     Final notices Published: 29/10/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 2, PRIN 3, and PRIN 5 related to benchmarks in the investment banks sector. We imposed a fine.

354. FCA Final Notice 2015: Tiuta Plc [pdf]

     Final notices Published: 05/11/2015 Last modified: 05/11/2015
     This Final Notice refers to breaches of PRIN 4, COND, MIPRU and IPRU-INV related to threshold conditions in the investment adviser sector. We imposed a cancellation.

355. FCA Final Notice 2013: Westwind UK Limited [pdf]

     Final notices Published: 21/06/2013 Last modified: 07/04/2015
     This Final Notice refers to breaches of PSR related to failing to be open and co-operative in the payment services sector. We imposed a cancellation.

356. FSA Final Notice 2010: Omodeleola Kehinde Okenla trading as M & D Property Services [pdf]

     Final notices Published: 09/02/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Omodeleola Kehinde Okenla trading as M & D Property Services

357. FSA Final Notice 2012: Sun Life Assurance Company of Canada (UK) Limited [pdf]

     Final notices Published: 18/10/2012 Last modified: 14/06/2014
     For the reasons set out in this Final Notice, the FSA is taking action against Sun Life Assurance Company of Canada (UK) Limited

358. FCA Final Notice 2013: Westwood Independent Financial Planners [pdf]

     Final notices Published: 17/12/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to mis-selling and unfair treatment of customers in the investment advisers and platforms sector. We imposed a fine.

359. FSA Final Notice 2010: Michael John Harvey trading as Michael Harvey and Associates [pdf]

     Final notices Published: 21/01/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Michael John Harvey trading as Michael Harvey and Associates

360. FSA Final Notice 2010: Kenwood Associates Limited [pdf]

     Final notices Published: 06/05/2010 Last modified: 14/06/2014
     FSA Final Notice 2010: Kenwood Associates Limited