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US dollar LIBOR panel – 1 month to go
FCA issues final messages before the important end-June 2023 deadline. -
Primary Market Bulletin 40
In this edition we provide feedback on our consultation in PMB 34 and highlight changes to the Knowledge Base on the prospectus regime as a result of the consultation. -
FCA fines LJ Financial Planning Ltd £107,200
Independent financial advice firm is fined for providing its customers with unsuitable pension switching and transfer advice and failing to manage its conflicts of interest. -
Business Plan 2022/23
The FCA Business Plan details the work we'll do over the next 12 months to help deliver the commitments in our Strategy. -
Partly contested cases, the pipeline and AML investigations
FCA Director of Enforcement and Market Oversight, Mark Steward, delivers a speech on MIFID II and ways to fight financial crime. -
FCA fines Bluefin £4m for misleading customers
The Financial Conduct Authority (FCA) has today fined Bluefin Insurance Services Limited (Bluefin) £4,023,800 for having inadequate systems and controls and failing to provide information to its customers about Bluefin’s independence in a way -
Settlement in enforcement cases
An FCA settlement is a regulatory decision taken by us, the terms of which are accepted by the firm or individual concerned. -
FCA fines Threadneedle Asset Management Limited £6m
FCA fines Threadneedle Asset Management Limited £6m. Press Releases First published:. 15/12/2015. Last updated: 15/12/2015. Share page. FCA fines Threadneedle Asset Management Limited £6m. The Financial Conduct Authority (FCA) has fined -
Consumer warning – Larksway Investments Limited (in Liquidation)
Larksway Investments Limited (Larksway) was referred to the FCA's Enforcement and Market Oversight Division on 5 April 2016. -
Final Notice 2024: HSBC UK Bank plc, HSBC Bank plc and Marks and Spencer Financial Services plc [pdf]
For the reasons given in this Warning Notice, the FCA has imposed on HSBC UK a financial penalty of £6,280,100