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Showing 3571 to 3580 of 7106 search results for final notice.

  1. FCA bans and fines two individuals for market abuse

    Press Releases Published: 07/04/2017 Last modified: 07/04/2017
    The Financial Conduct Authority (FCA) has banned and imposed financial penalties on two former Worldspreads Limited (WSL) employees. WSL, which operated a spread betting business, collapsed in March 2012.    

  2. CP16/8: Quarterly Consultation Paper No. 12

    Consultation papers Published: 18/03/2016 Last modified: 19/07/2017
    Once a quarter, we consult on proposed miscellaneous amendments to our Handbook. These tend to be minor changes but we still want to get your feedback on our proposals.

  3. FCA censures Premier FX for payment rule breaches

    Press Releases Published: 25/02/2021 Last modified: 26/02/2021
    The FCA has publicly censured Premier FX Limited for failing to safeguard its customers’ money and for misuse of its payment accounts under the Payments Services Regulations.

  4. FCA publicly censures former Worldspreads CEO for market misconduct

    Press Releases Published: 09/09/2020 Last modified: 09/09/2020
    The Financial Conduct Authority (FCA) publicly censures Conor Foley, the former Chief Executive Officer of Worldspreads, for market abuse and banning him from performing any roles linked to regulated activity.

  5. Alex Hope pleads guilty to perverting the course of justice

    Press Releases Published: 07/03/2018 Last modified: 07/03/2018
    Today, 7 March 2018, Alex Hope pleaded guilty to a charge of perverting the course of justice at the Inner London Crown Court.

  6. Former director banned from conducting regulated activity

    Statements Published: 09/06/2015 Last modified: 09/06/2015
    Final notice for Kevin Allen.

  7. FCA statement on the Opinion of ESMA on our final rules for CFDs and CFD-like options

    Statements Published: 02/07/2019 Last modified: 04/07/2019
    This notice sets out the FCA's reasons for acting contrary to the European Securities and Markets Authority’s (ESMA) Opinion of our national product intervention measures restricting how CFDs and CFD-like options are sold to retail

  8. Former Blackrock Asset Management Managing Director Banned

    Press Releases Published: 15/12/2014 Last modified: 15/12/2014
    The Final Notice for Jonathan Paul Burrows.

  9. FCA statement on delay to publication of final rules for CFDs products and CFD-like options

    Statements Published: 26/04/2019 Last modified: 26/04/2019
    This statement provides an update on the Financial Conduct Authority’s (FCA) consultation on permanent product intervention measures to restrict the sale, marketing and distribution of contract for differences (CFDs) and CFD-like options sold to

  10. Effective global regulation in capital markets

    Speeches Published: 05/12/2017 Last modified: 11/04/2018
    Speech by Megan Butler, Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered to ICI Global Conference, London
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