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Showing 3711 to 3720 of 7112 search results for final notice.

3711. FCA bans Lee Morgan for British Steel Pension Scheme advice failings

      Press Releases Published: 28/06/2023 Last modified: 28/06/2023
      The FCA has banned Denis Lee Morgan of Pembrokeshire Mortgage Centre Limited (in liquidation) (PMC) from advising any customers on pension transfers and pension opt outs, and from holding any senior management function in a regulated firm. 

3712. FCA fines and prohibits Mr Stephen Bell, former director of network Financial Group, from performing compliance oversight function

      Press Releases Published: 13/03/2015 Last modified: 13/03/2015
      The FCA found that Mr Bell designed and implemented the firms’ systems and controls and was therefore knowingly concerned in the firms’ breaches - set out in Final Notices issued against the ... The Final Notice for Financial Ltd and Investments Ltd.

3713. The FCA fines Vanquis £1,976,000 and orders Vanquis to pay compensation to customers

      Press Releases Published: 27/02/2018 Last modified: 27/02/2018
      The Financial Conduct Authority (FCA) has today imposed a fine of £1,976,000 on credit card lender, Vanquis, for failing to disclose the full price of an add-on product, called Repayment Option Plan (ROP). The firm will also repay an estimated £168

3714. Former Redcentric CFO sentenced to five and a half years imprisonment

      Press Releases Published: 03/03/2022 Last modified: 03/03/2022
      Tim Coleman sentenced to five and a half years imprisonment and disqualified from being a director for ten years.

3715. FS21/12: Decisions on the use of LIBOR (Articles 23C and 21A BMR)

      Feedback statements Published: 29/09/2021 Last modified: 10/12/2021
      Feedback on responses to our proposal to use our Article 23C and Article 21A powers under the Benchmarks Regulation for certain LIBOR settings.

3716. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

      Press Releases Published: 17/11/2014 Last modified: 17/11/2014
      The final notice for Chase de Vere Independent Financial Advisers Limited.

3717. FSA fines Nestor Healthcare Group £175,000 for clearance to deal failings

      Press Releases Published: 14/02/2013 Last modified: 07/02/2022
      The Financial Services Authority (FSA) has fined Nestor Healthcare Group Limited (Nestor) £175,000 for failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s

3718. Wellington Court Financial Services Ltd has temporary permissions removed

      News stories Published: 06/10/2023 Last modified: 06/10/2023
      Wellington Court Financial Services Limited has had its temporary permissions revoked.

3719. FCA bans director from working in financial services after violent criminal conviction

      Press Releases Published: 14/11/2022 Last modified: 14/11/2022
      We have banned Mr Ashkan Zahedian from working in financial services following his conviction for serious, violent offences

3720. Findings from our investment platforms costs and charges review – good and poor practice

      Firms Published: 04/05/2022 Last modified: 04/05/2022
      In our Investment Platforms Market Study we said we would keep the role of platforms in helping consumers understand their investment costs under review.