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3861. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

      Press Releases Published: 08/07/2021 Last modified: 08/07/2021
      The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within

3862. Alsford Page & Gems Limited censured and agrees to pay extended warranty insurance customers £399,902

      Press Releases Published: 20/04/2021 Last modified: 20/04/2021
      We have publicly censured Alsford Page & Gems Limited and they will pay compensation totalling £399,902.

3863. FCA bans Angela Burns from acting as a non-executive director and fines her for her failure to declare conflicts of interest

      Press Releases Published: 14/12/2018 Last modified: 14/12/2018
      The Financial Conduct authority (FCA) has banned Angela Burns from acting as a non-executive director (NED) and fined her £20,000 for failing to act with integrity at two mutual societies.

3864. FCA fines EFG Private Bank £4.2m for failures in its anti-money laundering controls

      Press Releases Published: 24/04/2013 Last modified: 29/11/2021
      The Financial Conduct Authority (FCA) has fined EFG Private Bank Ltd (EFG) £4.2 million for failing to take reasonable care to establish and maintain effective anti-money laundering (AML) controls for high risk customers. The failings were serious

3865. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

      Press Releases Published: 05/10/2016 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

3866. FCA launches consultation on a new type of fund to support investment in long-term assets

      Press Releases Published: 07/05/2021 Last modified: 07/05/2021
      The FCA has launched a consultation on proposals for a new category of fund designed to invest efficiently in long-term, illiquid assets.

3867. Upper Tribunal publishes decision on Linear Investments Limited in relation to penalty imposed by FCA

      Press Releases Published: 10/04/2019 Last modified: 10/04/2019
      The Upper Tribunal has published its decision on the reference made by Linear Investments Limited (Linear) in relation to the penalty imposed by the Financial Conduct Authority (FCA).

3868. FSA fines Willis Limited £6.895 million for anti-bribery and corruption systems and controls failings

      Press Releases Published: 21/07/2011 Last modified: 24/11/2021
      The Financial Services Authority (FSA) has fined Willis Limited £6.895 million for failings in its anti-bribery and corruption systems and controls.

3869. Rent-to-own, buy-now pay-later and pawnbroking agreements and coronavirus: draft temporary guidance for firms

      Guidance consultations Published: 17/04/2020 Last modified: 30/11/2020
      The FCA's guidance to regulated firms that enter into rent-to-own (RTO), buy-now pay-later (BNPL) (as defined in the FCA Handbook), or pawnbroking agreements and applies in the exceptional circumstances arising out of the coronavirus (Covid-19)

3870. FCA fines ED&F Man Capital Markets Ltd £17.2m for serious failings which enabled millions in illegitimate tax reclaims

      Press Releases Published: 05/06/2023 Last modified: 05/06/2023
      The FCA has fined ED&F Man Capital Markets Ltd (‘MCM’) £17,219,300 for serious failings in its oversight of cum-ex trading. These failings allowed MCM to collect fees for trading strategies designed to enable its clients to illegitimately