Search results
Showing 4031 to 4040 of 7112 search results for final notice.
-
Final Hurdle Ltd (www.final-hurdle.com) (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Handbook Notice 40 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 25 January 2017. It also contains information about other publications relating to the Handbook. -
Handbook Notice 39 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 10 November and 8 December 2016, and rules and standard terms also made by the Financial Ombudsman -
FCA Handbook Notice 27 [pdf]
This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 5 November 2015. It also contains information about other publications relating to the Handbook and, -
Apply to become a consumer investments firm
Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform. -
UKLA Technical Note 632.1 - Non-equity prospectuses aimed at retail investors [pdf]
-
UKLA Technical Note 705.2 - Sponsors - uncertain market conditions [pdf]
-
UKLA Technical Note 306.2 - Reverse Takeovers [pdf]
-
UKLA Technical Note 709.2 - Sponsor transactions – Adequacy of resourcing [pdf]
-
UKLA Procedural Note 910.1 - Additional powers to supervise sponsors [pdf]