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Showing 4041 to 4050 of 7112 search results for final notice.

4041. UKLA Procedural Note 909.2 - Sponsor firms – ongoing requirements during re-organisations [pdf]

      UK Listing Authority Published: 06/08/2014 Last modified: 06/08/2014

4042. FCA Handbook Notice 23 [pdf]

      Handbook Published: 10/07/2015 Last modified: 10/07/2015
      This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 18 June and 2 July 2015, and rules also made by the Financial Ombudsman Service Ltd on 3 June 2015.

4043. How to complain

      Consumers Complaints Published: 17/04/2016 Last modified: 20/03/2024
      If you're unhappy with a financial product or service, find out how to complain and when you should get in touch with the Financial Ombudsman Service.

4044. UKLA Technical Note 712.1 - Additional powers to supervise and discipline sponsors [pdf]

      UK Listing Authority Published: 06/08/2014 Last modified: 07/08/2014

4045. UKLA Technical Note 209.1 - Listing Principle 2 - Dealing with the FCA in an open and co-operative manner [pdf]

      UK Listing Authority Published: 06/08/2014 Last modified: 06/08/2014

4046. FCA Handbook Notice 22 [pdf]

      Handbook Published: 12/06/2015 Last modified: 12/06/2015
      This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 4 June 2015. It also contains information about other publications relating to the Handbook and, if

4047. FCA Handbook Notice 21 [pdf]

      Handbook Published: 24/04/2015 Last modified: 31/07/2015
      This Handbook Notice introduces the Handbook and other material made by the Financial Conduct Authority (FCA) Board under its legislative powers on 24 March, 4 April and 23 April 2015, and rules also made by the Financial Ombudsman Service Ltd on 20

4048. Scheme documents

      Tasks for firms Published: 05/08/2015 Last modified: 18/07/2023
      You must submit the latest versions of scheme documents to us, including when changes are made, and follow our naming conventions and scheme numbers.

4049. Final direction under s277A FSMA [pdf]

      Handbook Published: 24/06/2014 Last modified: 03/08/2016

4050. Guarantor loans: default notices: FG17/1

      Finalised guidance Published: 19/01/2017 Last modified: 19/01/2017
      We have published guidance for firms on our interpretation of provisions in the Consumer Credit Act 1974 that are relevant to guarantor lending firms seeking to take payment from a guarantor in respect of a borrower who is in default.  In particular