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Apply to become a claims management company
Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities. -
FCA - Handbook Notice 01 [pdf]
FCA - Handbook Notice 01, handbook -
Retail banking sector: overview [pdf]
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Retail investments: overview [pdf]
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PSD2 email updates
See our privacy notice for further information about the way we use the personal data collected in this form. -
FCA First Supervisory Notice 2013: Independent Asset Management U.K. Limited [pdf]
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AIFMD
The Alternative Investment Fund Managers Regulations (UK AIFMD) provide a regulatory framework for alternative investment fund managers (AIFMs). Find out about the requirements. -
Early careers
Find out about the FCA's graduate, apprenticeship and summer internship opportunities, and how to apply. -
Consumers
Consumers can find out about their rights with banking, insurance, mortgages and financial advice, and how to complain or avoid scams. -
Warning Notice Statement 24/3 [pdf]
The FCA gave Woodford Investment Management Limited and Neil Woodford warning notices on 19 February 2024 proposing to take action in respect of the conduct summarised in this statement.