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Notice of Decision 2024: Pro-Bike [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
Benchmarks supervision
Benchmark administrators and supervised contributors are overseen by the Benchmarks Supervision team. Learn more about notifications and providing information. -
Warning Notice Statement 20/2 [pdf]
On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct -
PS23/5: Debt Packagers: Feedback to CP23/5 and final rules [pdf]
Policy Statement including feedback from CP23/5 and final rules on debt packagers. -
Warning Notice Statement 20/1 [pdf]
The Financial Conduct Authority gave an individual a warning notice on 19 March 2020 proposing to take action in respect of the conduct summarised in this statement. -
PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules [pdf]
PS23/3: Creation of a baseline financial resilience regulatory return: Feedback to CP22/19 and final rules. -
PS24/3: Consumer Credit – Product Sales Data Reporting [pdf]
This policy statement sets out our final rules and guidance for incorporating the three new Product Sales Data returns into SUP 16. -
Notice of Decision 2023: Freshwinds [pdf]
This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. -
PS24/2: Strengthening protections for borrowers in financial difficulty: Consumer credit and mortgages [pdf]
The FCA confirms its final rules to strengthen protections for borrowers in financial difficulty. -
Principles of good regulation
We must consider the principles of good regulation when carrying out our work. And regulated firms must adhere to the principles for businesses, which are their fundamental obligations as set out in our Handbook.