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Showing 4281 to 4290 of 7120 search results for final notice.

4281. PS15/31: Final Rules on changes to the Approved Persons Regime for insurers not subject to Solvency II [pdf]

      Policy statements Published: 16/12/2015 Last modified: 16/12/2015
      In this Policy Statement we provide feedback on responses to CP15/25 ‘Changes to the Approved Persons Regime for insurers not subject to Solvency II’ (i.e. Non-Directive Firms or NDFs) and set out the final consequential changes to the Handbook.

4282. PS15/29: Strengthening accountability in banking: Final amendments (including feedback on CP14/13) to the Decision Procedure and Penalties Manual and the Enforcement Guide [pdf]

      Policy statements Published: 09/12/2015 Last modified: 16/12/2015
      In this Policy Statement we report on the main enforcement issues for the FCA arising from Consultation Paper FCA CP14/13/PRA CP14/14 Strengthening accountability in banking: a new regulatory framework for individuals. We also publish our final

4283. PS21/17: Implementation of Investment Firms Prudential Regime [pdf]

      Policy statements Published: 26/11/2021
      This policy statement summarises the feedback we received to CP21/26 and sets out our responses and final rules.

4284. FSA Supervisory Notice 2010: Forest of Dean Credit Union Limited [pdf]

      Supervisory notices Published: 18/03/2010 Last modified: 14/06/2014
      FSA Supervisory Notice 2010: Forest of Dean Credit Union Limited

4285. FSA Supervisory Notice 2008: New Sovereign Insurance Services Limited [pdf]

      Supervisory notices Published: 01/07/2008 Last modified: 14/06/2014
      FSA Supervisory Notice 2008: New Sovereign Insurance Services Limited

4286. FSA Supervisory Notice 2010: Abbey Brokers Limited [pdf]

      Supervisory notices Published: 27/07/2010 Last modified: 14/06/2014
      FSA Supervisory Notice 2010: Abbey Brokers Limited

4287. FSA Supervisory Notice 2010: Jahan & Associates Limited [pdf]

      Supervisory notices Published: 09/04/2010 Last modified: 14/06/2014
      FSA Supervisory Notice 2010: Jahan & Associates Limited

4288. FSA Supervisory Notice 2007: M Young Legal Associates Limited [pdf]

      Supervisory notices Published: 01/09/2007 Last modified: 14/06/2014
      FSA Supervisory Notice 2007: M Young Legal Associates Limited

4289. PS21/22: Primary Market Effectiveness Review: Feedback and final changes to the Listing Rules [pdf]

      Policy statements Published: 02/12/2021
      This Policy Statement summarises the feedback received to CP21/21, setting out our policy response to a review of the effectiveness of our primary markets.

4290. PS21/24: Enhancing climate-related disclosures by asset managers, life insurers and FCA-regulated pension providers [pdf]

      Policy statements Published: 17/12/2021
      In this Policy Statement (PS 21/24), we summarise the feedback we received to our consultation and confirm our final policy position.