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Showing 4381 to 4390 of 7120 search results for final notice.

4381. FSA - PS10/15 [pdf]

      Policy statements Published: 24/09/2010 Last modified: 30/05/2013
      Policy FSA - PS10/15 - This Policy Statement reports on the main issues arising from Consultation Paper 10/3 Effective corporate governance (Significant influence controlled functions and the Walker Review) and publishes final rules.

4382. FSA - PS11/11 [pdf]

      Policy statements Published: 21/09/2011 Last modified: 30/05/2013
      Policy FSA - PS11/11 - This Policy Statement reports on the main issues arising from Consultation Paper 11/6 (Use of non-EEA rules in calculating group capital requirements) and publishes final rules.

4383. PS17/2: Changes to DTR 2.5: delay in the disclosure of inside information [pdf]

      Policy statements Published: 24/02/2017
      In this Policy Statement we report on the main issues arising from Consultation Paper 16/38 (DTR 2.5 changes: delay in the disclosure of inside information) and publish the final rules.

4384. Warning Notice Statement 21/4 [pdf]

      Warning notices Published: 03/11/2021
      The Financial Conduct Authority gave a firm a Warning Notice on 16 September 2021 proposing to take action in respect of the conduct summarised in this statement.

4385. Warning Notice Statement 22/1 [pdf]

      Warning notices Published: 01/02/2022
      Warning Notice Statement 22/1.

4386. FSA - PS11/14 [pdf]

      Policy statements Published: 08/11/2011 Last modified: 30/05/2013
      Policy FSA - PS11/14 - This Policy Statement reports on the main issues arising from Consultation Paper 11/3 (Product Disclosure: Retail investments – changes to reflect RDR Adviser Charging and to improve pension scheme disclosure) and publishes

4387. FSA - PS11/10 [pdf]

      Policy statements Published: 02/09/2011 Last modified: 30/05/2013
      Policy FSA - PS11/10 - This Policy Statement reports on the main issues arising from the joint HM Treasury/FSA paper (Transposition of UCITS IV: consultation document) of December 2010 and publishes final rules.

4388. PS16/25: Home finance customers with a payment shortfall: minor Handbook changes and feedback to CP16/16 [pdf]

      Policy statements Published: 14/12/2016
      In this Policy Statement we report on the main issues arising from CP16/16 and publish the final rules.

4389. Notice of Decision 2024: RL Autos (London) Ltd [pdf]

      Decision notices Published: 08/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4390. FSA - FG11/20 [pdf]

      Finalised guidance Published: 01/11/2011 Last modified: 20/10/2014
      Following the FSA’s annual review of Regulated Covered Bond programmes conducted last year, specific feedback was provided to a number of issuers on the scope and depth of engagement that the Compliance function has with the programme.