Search results

Showing 4411 to 4420 of 7225 search results for final notice.

4411. FSA - PS11/12 [pdf]

      Policy statements Published: 03/11/2011 Last modified: 30/05/2013
      Policy FSA - PS11/12 - This Policy Statement reports on the main issues arising from Consultation Paper 11/9 (Strengthening Capital Standards 3 – further consultation on CRD3) and publishes final rules.

4412. FSA - PS11/5 [pdf]

      Policy statements Published: 25/03/2011 Last modified: 30/05/2013
      Policy FSA - PS11/5 - This Policy Statement reports on the main issues arising from Consultation Paper 10/20 Improving the auditor’s report on client assets and publishes final rules.

4413. FSA - PS10/14 [pdf]

      Policy statements Published: 24/09/2010 Last modified: 30/05/2013
      Policy FSA - PS10/14 - This Policy Statement reports on the main issues arising from Consultation Paper 09/30 (Capital planning buffers) and publishes final rules.

4414. PS17/7: Whistleblowing in UK branches of foreign banks [pdf]

      Policy statements Published: 03/05/2017
      This Policy Statement introduces our final rules on whistleblowing requirements for UK branches of foreign banks. It does not apply to UK branches of overseas insurers.

4415. Notice to all FCA regulated firms with exposure to cryptoassets

      Statements Published: 24/03/2022 Last modified: 24/03/2022
      We are reminding all regulated firms of their existing obligations when they are interacting with or exposed to cryptoassets and related services.

4416. FSA - PS10/15 [pdf]

      Policy statements Published: 24/09/2010 Last modified: 30/05/2013
      Policy FSA - PS10/15 - This Policy Statement reports on the main issues arising from Consultation Paper 10/3 Effective corporate governance (Significant influence controlled functions and the Walker Review) and publishes final rules.

4417. FSA - PS11/11 [pdf]

      Policy statements Published: 21/09/2011 Last modified: 30/05/2013
      Policy FSA - PS11/11 - This Policy Statement reports on the main issues arising from Consultation Paper 11/6 (Use of non-EEA rules in calculating group capital requirements) and publishes final rules.

4418. FSA - PS11/10 [pdf]

      Policy statements Published: 02/09/2011 Last modified: 30/05/2013
      Policy FSA - PS11/10 - This Policy Statement reports on the main issues arising from the joint HM Treasury/FSA paper (Transposition of UCITS IV: consultation document) of December 2010 and publishes final rules.

4419. FSA Supervisory Notice 2010: Akinfenwa Oyadare trading as The Flexi Mortgage and Loan Centre [pdf]

      Supervisory notices Published: 20/05/2010 Last modified: 14/06/2014
      FSA Supervisory Notice 2010: Akinfenwa Oyadare trading as The Flexi Mortgage and Loan Centre

4420. Notice of Decision 2024: Smith AT Limited [pdf]

      Decision notices Published: 12/08/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.