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Showing 4421 to 4430 of 7120 search results for final notice.

  1. PS15/12: Proposed changes to our pension transfer rules, feedback on CP15/7 and final rules [pdf]

    Policy statements Published: 08/06/2015 Last modified: 08/06/2015
  2. Notice of Decision 2024: Tony Rogers [pdf]

    Decision notices Published: 26/06/2024
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  3. Warning Notice Statement 20/2 [pdf]

    Warning notices Published: 13/11/2020 Last modified: 13/11/2020
    On 18 September 2020, the Financial Conduct Authority (the FCA) gave Carillion plc (in liquidation since 15 January 2018) and certain previous executive directors of Carillion a warning notice each, proposing to take action in respect of the conduct
  4. PS15/5: Final rules for charges in workplace personal pension schemes and feedback on CP14/24 [pdf]

    Policy statements Published: 02/03/2015 Last modified: 02/03/2015
  5. PS15/2: Recovery and Resolution Directive, including feedback on CP14/15 and final rules [pdf]

    Policy statements Published: 16/01/2015 Last modified: 16/01/2015
  6. PS15/3: Final rules for independent governance committees, including feedback on CP14/16 [pdf]

    Policy statements Published: 04/02/2015 Last modified: 04/02/2015
  7. PS16/15: Feedback on CP15/33, Consumer credit: proposals in response to the CMA's recommendations on high-cost short-term credit [pdf]

    Policy statements Published: 26/05/2016 Last modified: 26/05/2016
    In this Policy Statement we report on the main issues arising from Consultation Paper 15/33 (October 2015) and publish final rules for price comparison websites comparing HCSTC products. These come into force on 1 December 2016.
  8. Notice of Decision 2023: J J Shannon Ltd [pdf]

    Decision notices Published: 05/09/2023 Last modified: 23/10/2023
    This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.
  9. CP15/22 Strengthening accountability in banking: Final rules (including feedback on CP14/31 and CP15/5) and consultation on extending the Certification Regime to wholesale market activities [pdf]

    Consultation papers Published: 07/07/2015 Last modified: 07/07/2015
  10. PS15/21: Changes to the Approved Persons Regime for Solvency II firms: Final rules (including feedback on CP14/25, CP15/5 and CP15/16), and consequentials relating to CP15/22 on strengthening accountability in banking [pdf]

    Policy statements Published: 13/08/2015 Last modified: 30/09/2015