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Showing 4441 to 4450 of 7120 search results for final notice.

4441. FSA Decision Notice 2011: Pave Financial Management Limited [pdf]

      Decision notices Published: 03/11/2011 Last modified: 14/06/2014
      FSA Decision Notice 2011: Pave Financial Management Limited

4442. Notice of Decision 2024: Jamie Bovis [pdf]

      Decision notices Published: 17/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4443. Contract for differences

      Tasks for firms Published: 09/01/2017 Last modified: 21/04/2023
      Find out about the FCA's expectations of providers and brokers offering retail consumers contract for differences (CFD) products, which include spread betting and rolling spot foreign exchange (FX).

4444. PS14/10: Client money held in Individual Savings Accounts and feedback to CP14/9 and final rules [pdf]

      Policy statements Published: 01/07/2014 Last modified: 01/07/2014

4445. PS15/20: Implementation of the Mortgage Credit Directive: Consequential Changes to the Consumer Credit Sourcebook (CONC) [pdf]

      Policy statements Published: 31/07/2015 Last modified: 31/07/2015
      In this Policy Statement we report on the main issues arising from the MCD elements of Consultation Paper 15/6 (Consumer credit – proposed changes to our rules and guidance) and publish the final rules.

4446. PS13/12: Mortgage Market Review [pdf]

      Policy statements Published: 16/12/2013 Last modified: 16/12/2013
      In this Policy Statement we publish our final rules on data collection.

4447. PS14/7: Changes to the use of dealing commission rules: feedback to CP13/17 and final rules [pdf]

      Policy statements Published: 08/05/2014 Last modified: 08/05/2014

4448. Notice of Decision 2024: Craig Aspin [pdf]

      Decision notices Published: 17/04/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4449. Notice of Decision 2024: Dewan Khan [pdf]

      Decision notices Published: 23/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

4450. Notice of Decision 2024: Michael Horan [pdf]

      Decision notices Published: 02/07/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.