Search results

Showing 4481 to 4490 of 7120 search results for final notice.

4481. PS14/8: Response to CP13/15 – Enhancing the effectiveness of the Listing Regime [pdf]

      Policy statements Published: 16/05/2014 Last modified: 16/05/2014
      On 2 May 2014 we published the final rules resulting from our work to enhance the effectiveness of the Listing Regime. In this PS we provide those rules and also provide feedback on the responses received to CP13/15.

4482. FSA Second Supervisory Notice 2009: Straumur-Burdaras Investment Bank hf [pdf]

      Supervisory notices Published: 01/09/2009 Last modified: 14/06/2014
      FSA Second Supervisory Notice 2009: Straumur-Burdaras Investment Bank hf

4483. Undertaking: esure Insurance Ltd [pdf]

      Undertakings Published: 24/09/2013 Last modified: 24/09/2013
      Home and Motor insurance policies

4484. PS13/10 - CRD IV for Investment Firms [pdf]

      Policy statements Published: 13/12/2013 Last modified: 03/01/2014
      We have consulted on our proposed changes to the FCA Handbook arising from the transposition of CRD IV. We are now setting out our feedback to the responses we received to our consultations – in CPs 13/6, 13/9 (Chapter 16) and 13/12 (together the

4485. Notice of Decision 2023: 8ESA LTD [pdf]

      Decision notices Published: 24/11/2023
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation. 

4486. Notice of Decision 2024: Scott Cordy [pdf]

      Decision notices Published: 09/05/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.

4487. Apply to become a pre-paid funeral plans firm

      Firms Published: 11/06/2021 Last modified: 04/12/2023
      If you’re a new funeral plan provider or intermediary, find out when you need to apply to the FCA for authorisation and how to apply.

4488. PS14/4 - The FCA’s regulatory approach to crowdfunding over the internet, and the promotion of non-readily realisable securities by other media - Feedback to CP13/13 and final rules [pdf]

      Policy statements Published: 06/03/2014 Last modified: 12/09/2014
      In this policy statement (PS) we summarise and give response feedback to CP13/13 - The FCA’s regulatory approach to crowdfunding (and similar activities). We also publish rules that will come into force on 1 April 2014.

4489. Notice of Decision 2024: Philip Bown [pdf]

      Decision notices Published: 18/04/2024
      The Notice of Decision refers to failure to carry on regulated activities. We imposed a cancellation.

4490. Notice of Decision 2024: Richknock Ltd [pdf]

      Decision notices Published: 12/06/2024
      This Notice of Decision refers to a failure to carry on regulated activities. We imposed a cancellation.